Compliance management system internal auditor (ISO 37301, ISO 19011)

This online course provides the knowledge and skills necessary for conducting an audit of the compliance management systems (CMS) in accordance with the requirements of ISO 37301:2021, ISO 19011:2018.

Training participants will acquire knowledge about the CMS components, learn how to mitigate the risks of interaction with sanctioned persons, what documents are required for the implementation of the CMS and how to continually improve the CMS and its effectiveness, as well as the tasks and roles of internal auditors in the process of planning and conducting audits, reporting, planning and monitoring activities and actions based on the results of audits.

Duration

40 hours

Language

English/Ukrainian

Format

100% online

Course objective

The goal of the course “Compliance management system internal auditor (ISO 37301, ISO 19011)” is to train specialists capable of effectively conducting internal audits of compliance management systems in accordance with the requirements of ISO 37301.

This course aims to ensure that organizations comply with legislative and regulatory requirements, as well as improve the efficiency and transparency of their operations.

Participants will develop the competencies necessary for effective compliance management in organizations, which will help reduce risks, enhance trust from clients and partners, and ensure the stable development of the business.

Target audience

• Internal auditors

• Project managers and consultants who wish to master the CMS audit process

• Members of the CMS implementation team at the enterprise

• Professionals who wish to gain in-depth knowledge of the CMS

• Specialists involved in daily support of the CMS processes

• Students of specialized faculties

Document on completion

CMS internal auditor certificate, listed in the SIC international registry

Thematic plan

The course program includes 2 modules:

1 Compliance management systems (ISO 37301)

2 Internal audit (ISO 19011)

The program is designed for 40 hours, including time for studying theoretical material and taking tests.

 

Objectives

Module 1 Compliance management systems (ISO 37301)

Number of hours

1.1

Foreword. Framework of the standard

1,5

1.2

Context of the organization

2,5

1.3

Leadership

2,5

1.4

Planning

2,5

1.5

Support

3

1.6

Operation

3,5

1.7

Performance evaluation

2,5

1.8

Improvement

1

1.9

Examples of documents

4

 

Testing

1

 

Module 2 Internal audit (ISO 19011)

Number of hours

2.1

Introduction

1

2.2

General provisions of the standard

1,5

2.3

Audit program management (AP)

5

2.4

Performing the audit

5

2.5

Competence of auditors

2

 

Testing

1